Assistant Manager of Compliance and Legal (Brokerage Business)

About this Job
Job Highlight
 Opportunity to enhance your managerial skill
 Stable and potential to grow up in Thailand 
 Evaluation bases on real performance of individual
Work Outline: Implementing, reviewing and monitoring Corporate Policy and Procedures to ensure that the company is complying with the regulations.


Duties & Responsibilities:
 Oversight and ensure all the policies of internal procedures and outsourced agencies are compliant with internal compliance policies, laws and regulations of related regulators.
 Performing role as a consultant to Senior Management on corporate compliance and regulatory.
 Reporting work with the head department and top management on identification of potential compliance risks to minimize the risks.
 Establishing compliance strategies including all the training to ensure that the employees are aware and understand all compliance policies and procedures.
 Supervising and coaching subordinates to ensure that their supports are aligned with the regulators procedures.
 Other tasks as assigned


Qualifications:
[Must]
 Thai nationality, Male/female, Age 30-45 years old
 Bachelor or Master’s degree in Business Administration or related fields 
 At least 5 years working experience in compliance and internal audit in securities industry.
 Having a strong knowledge of SEC and SET regulations.
 Possess good judgment, logic, and ability to multi-task and strong personality.
 Being a consultative with a strong judgment and the abilities to manage the conflicts as well as retaining the relationships.


Preferable: 
 Experience in SET or SEC


Languages skills 
English: Daily conversational level
Japanese: None




Workplace Area: MRT Phetchaburi 
Working Hour: 8:30 – 17:30 (Mon – Fri) 


About the Benefit
Salary: 60,000 – 130,000 THB Exclusive/Negotiable 
☒Social Insurance
☒Accidental and Health insurance OPD/IPD
☒Transportation Allowance 
☒OT Allowance
☒Bonus depends on corporate profit and individual achievement




About the company
Business Type: Finance
Products: Brokerage business for equities and derivatives 

タイバンコク 地図

担当者名：